The Critical Step of the Month-End Closing Checklist

The month-end closing process should only take one to three days to complete. Yet, I’m betting that most small business controllers and accounting managers are missing the most crucial checklist item. Care to guess what that item is? I’ll give you a hint: It concerns continuous improvement.

My Favorite Closing Checklist Step

It is essential to evaluate whether the current month-end closing checklist needs to be updated. Some steps may no longer be necessary, while others might need to be added or adjusted.

If you are a CFO or controller handed over the reins to the staff to complete the month-end closing, consider keeping a scorecard requiring all managers to track the changes made to next month’s closing checklist.

Changes will be minimal for small businesses. However, I like this accountability because it prevents the staff from becoming complacent or going through the motions.

Furthermore, using the scorecard idea shown above in Smartsheet allows supervisors to assess the quality of changes by examining the notes in the comment sections.

Once the month-end closing process is completed, I encourage the controller to conduct a post-mortem with staff to determine what went right and what could have been improved. A tracking system like the one above will be a starting point for these brief discussions.

Continuous Improvement Is a Growth Mindset

As your company strives to enhance the quality and level of performance for its customers, we must also focus on the tools we employ to ensure we provide the highest quality of service to our internal customers – the financial statement readers. That will never happen without timely and accurate accounting numbers. An intelligent month-end closing process is a prerequisite to timeliness and accuracy. However, we can never let the monthly process grow stale. Adding a simple closing checklist item can alleviate that potential problem.

Furthermore, let’s not forget the post-mortem step either.

Frequently Asked Questions

While you may think you cannot improve the checklist each month, note any unusual changes you made during the closing process. Did questions surface for the first time? This will give you raw material to determine if changes must be made.

Do you have an accounting coach? Let them review your checklist. They’ll have ideas.

The software you use depends on your preference. The post above shows a screenshot from Smartsheet, but I’m now using SmartSuite, which I think is a better tool.

I wouldn’t get hung up on software. Even Google Sheets works, but you’ll want better collaboration functionality once your team grows.

The simplest definition of a month-end closing checklist is a full tie-out of every balance sheet account and an analytical review of the income statement accounts. The process should only take a few hours, at most, for a small business.

Absolutely. Many of my clients have used these firms over the years. Until I got involved, they were never asked about their month-end closing process. Always ask the outsourced firm how they conduct the month-end close and how often the checklist updates.

Indeed, you can do that. However, why not do it at the end of every month while the work is fresh in everyone’s minds? However, if this works for you, go for it.

Gordon Sullivan wrote about the After Action Review (AAR) in his book Hope Is Not a Method. The AAR includes four questions that need to be answered by participants:

  1. What was supposed to have happened?
  2. What did happen?
  3. What caused our results?
  4. What did we learn and will do next time?

You do not have to follow these questions as they are worded above. Feel free to modify.

Categories: Accounting
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